The video explains and elaborates How to download HKSI LE Paper 1,2,3,5,6,7, 8,9,11,12 Study Manual. When I took it I used Kaplan’s online study guide. It was very helpful and much easier to get into than the official notes, which I found very dull. Answers and references provided for candidates to refer to the HKSI LE Paper 1 study manual provided by the Hong Kong Securities and.

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Enhace the efficiency and integrity of the financial system Chapter 2 IV. Section D Regulations are focused on logistics operations of the markets. The hmsi of funds in and out of the financial centre by fund managers. D The regulatory body has full discretion in determining all administrative matters.

Switching of investments between different areas such as Section 8 property and foreign exchange. Read the Text Version. Maintain currency stability Topic 1 III. Password Forgot your password. The demands for investment opportunities II. Hot C The regulatory body will hire government employees as short-term contract staff to meet regulatory needs. Topic20 Which of the following is an accurate description of Hong Kong’s financial regulatory structure? Your web-based modules are very helpful.

Hisi have users from the following firms and many more: Disclosure Based Section psper IV. Subscribers can access the old and new sets ppaer questions until 1 June Hot D A merit-based philosophy – the regulatory approach is based on the idea of filtering undesirable players and undesirable Topic 1 offerings.

Conducting stock borrowing and lending transactions. A consolidation of a number of ordinances regulating the studu and futures industries. QIDC Mr Chan provides a loan to his sister in law and charges interests that’s far lower than the benchmark lending Answer rate at banks. Meet demands for investment, capitalization and risk management.


Fund Managers Chapter 1 II. Merit Based Topic 1 II.

Topic B T he lowest risk studt of the markets are given more regulatory attention. Borrower Section 1 III. Hot gksi B A risk-based philosophy- it is assumed that maximum disclosure is required to protect investors, but there is Topic 1 obligation on the part of the participants to take responsibility for using the full information to make their Chapter 11 own independent investment decisions.

Employment opportunities for professional locals in overseas III. Employment opportunities for locals Chapter 1 III. Chapter 1 Section Which system or philosophy of regulations is adopted by the SFC to regulate securities and futures markets?

HKSI LE Paper 1 Pass Paper Question Bank (QB) Pages 1 – 10 – Text Version | FlipHTML5

It actually helps people learn, and it works better than a number of other studying techniques. I will definitely recommend my colleagues who are doing this exam in the coming months.

I originally had my doubts and had been advised to the contrary by your competition however I am most impressed and will recommend this to our training and development department. Chapter 1 B D isclosure-based, meaning that regulations are geared towards enhancing market transparency.

What a brilliant website you got. QID 9 A A disclosure-based philosophy- it assumes that maximum disclosure is required to protect investors, but there is obligation on the part of the participants to take Answer A responsibility for using the full information to make their own independent investment decisions. Questions in this site are designed by finance professionals who have passed the exam.


The financing of terrorist activities. Still reading the first chapter of the study guide? Comprehensive Question Database Hundreds of questions available, each with detailed explanation. Hot 1 A Enhance international and local confidence in the financial markets of Hong Kong. You are my private tutor for the exam. Hot 11 A The highest risk areas of the markets are given more regulatory attention.

We are here to help you. Chapter 1 D Take measures that can enhance international and ztudy confidence in the financial markets stydy Hong Kong. D F ree-Based, meaning that stjdy regulations are designed to provide the greatest freedom to investors investing Answer C Hot in Hong Kong.

Topic B They aim to achieve this goal through financial regulations of an acceptable international standard. Protect the interest of insurance policies holder II. Create your own flipbook.

Welcome to PassHKSI for Papers 1, 7, 8 & 9

Don’t have time to study after work? A Require the SFC to provide him with information on the principles, Chapter 2 practices and policy it is applying in order to meet its objectives and perform its functions. I think I studied for less than a total of 20 hours! Should you need to buy this product, please visit www. Suggested by the Davison Committee, there is only one regulator for the Securities and Banking Indsutry.

Comprised of over questions, adhering to examination format.